Life and Annuity Submission Checklists & Product Requirements

Note: Effective December 1, 2011, all life rate/form filings must be submitted via SERFF; paper filings are no longer accepted. In addition, all filing fees for life rate/form filings must be submitted via SERFF using EFT.

• Group IRA Flexible/Single/Fixed Premium Deferred Fixed Annuity 05/14/12
  General Account or Separate Account. With or without Bonus, Equity Indexed, Market Value Adjustment.
• Group Synthetic Guaranteed Investment Contract 05/14/12
• Individual Flexible/Single/Fixed Premium Deferred Fixed Annuity 05/14/12
  General Account or Separate Account. With or without Bonus, Equity Indexed, Market Value Adjustment.
• Individual Modified Guaranteed Immediate Fixed Annuity 05/14/12
  General Account or Separate Account.
• Individual Variable Annuity/Variable Accumulation Annuity Application 06/18/12
  With or without Market Value Adjustment

• Credit Insurance Application 06/18/12
• Credit Insurance Forms and Rates 05/14/12

• Avocational or Vocational Questionnaires 06/25/02
• Group Accidental Death/Dismemberment Riders 06/25/02
• Group Annuity (No IRA Annuity or Synthetic GIC) 06/25/02
• Group Corporate/Bank/Trust Owned Universal/Variable Life (As Limited) 06/25/02
• Group Term Life 06/25/02
• Group Whole Life (No Universal Except for Group Corporate Owned as Limited) 06/25/02
• Individual Annuity Application (No Variable Annuity) 06/25/02
• Individual Corporate/Bank Owned Universal/Variable Life (As Limited) 06/25/02
• Individual Cost of Living, Guaranteed Purchase, Spouse/Children/Family Term, Other Insured, Dividend Additions, Business Exchange, Substitute Insured Riders 06/25/02
• Individual Fixed Immediate Annuity (No MVA or Interest Only) 06/25/02
• Individual Private Placement Variable Life 06/25/02
• Individual Traditional Endowment Life 05/18/05
• Individual Traditional Term Life 06/25/02
• Individual Traditional Whole Life 06/25/02
• Unisex Riders (As Limited) 06/25/02

• Group Fixed Premium Adjustable (Universal) 05/14/12
  With or without Bonus, Equity Indexed, Market Value Adjustment.
• Group Flexible Premium Adjustable (Universal) 05/14/12
  With or without Bonus, Equity Indexed, Market Value Adjustment.
• Group Flexible Premium Variable Adjustable (Universal) 05/14/12
  With or without a General or Fixed Account. With or without Bonus, Equity Indexed, Market Value Adjustment.
• Individual Endowment Insurance 05/14/12
• Individual Fixed Premium Adjustable (Universal) 05/14/12
  With or without Bonus, Equity Indexed, Market Value Adjustment.
• Individual Flexible Premium Adjustable (Universal) 05/14/12
  With or without Bonus, Equity Indexed, Market Value Adjustment.
• Individual Flexible Premium Variable Adjustable (Universal) 05/14/12
  With or without General or Fixed Account. With or without Bonus, Equity Indexed, Market Value Adjustment.
• Individual Life Insurance Application 01/15/2020
  
• Individual Term Life Insurance 05/14/12
• Individual Whole Life Insurance 05/14/12

• Guidelines for Group Annuities
• Intermediate Period Endowment Features (incl. ROP) - Guidance

• Individual Accelerated Benefit Riders and Built In Benefits 06/18/12
• Individual Accidental Death and/or Dismemberment Benefit Riders and Built In Benefits 06/18/12
• Individual Disability Waiver of Premium Riders and Built In Benefits 06/18/12
• Individual Waiver of Surrender Charge Riders and Built In Benefits 06/18/12