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  • Banking Information

    The Pennsylvania Department of Banking and Securities fosters strong financial services industries for the commonwealth by ensuring the safety and soundness of state-chartered financial institutions, the compliance with laws that govern financial service entities and the protection of consumers and investors in financial matters

  • Financial Services Complaints and Inquiries

  • Investor Education

  • Raising Capital

    Application hosted by the Pennsylvania Department of Banking and SecuritiesThe Pennsylvania Department of Banking and Securities registers more than 200,000 broker-dealers, broker-dealer agents, investment advisers, investment adviser representatives, and notice filers who conduct securities-related business in Pennsylvania, and review more than 5,000 securities offerings made to Pennsylvanians each year. Look for investment professionals and firms registered to do business in Pennsylvania through BrokerCheck.


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